Romanian Maths Olympiad.

Algebra Level 5

a a and b b are real constants such that the roots of the equation x 4 + a x 3 + b x 2 + a x + 1 = 0 x^4 + ax^3 + bx^2 + ax + 1 = 0 are all real. What is the minimum value of a 2 + b 2 a ^2 + b^2 ?


The answer is 0.8.

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2 solutions

Mark Hennings
Feb 5, 2017

The question should state that the constants a , b a,b are real. If α \alpha is a root of the polynomial, so is α 1 \alpha^{-1} .

Suppose that α ± 1 \alpha \neq \pm1 is a real zero of the polynomial. Then α 1 \alpha^{-1} is a distinct zero, and hence x 2 + c x + 1 x^2 + cx + 1 is a factor of the polynomial, where c = α α 1 c = -\alpha - \alpha^{-1} , so that c > 2 |c| > 2 .

If 1 1 is a repeated root of the polynomial, then x 2 2 x + 1 x^2 - 2x + 1 is a factor of the polynomial. If 1 -1 is a repeated root of the polynomial, then x 2 + 2 x + 1 x^2 + 2x + 1 is a factor of the polynomial.

If no α ± 1 \alpha \neq \pm1 is a root of the polynomial, and neither 1 1 nor 1 -1 is a repeated root of the polynomial, then (since the polynomial must have two real roots) both 1 1 and 1 -1 must be non-repeated roots of the polynomial, and so x 2 1 x^2 - 1 is a factor. But the only way that x 2 1 x^2 - 1 can divide a polynomial of the form x 4 + a x 3 + b x 2 + a x + 1 x^4 + ax^3 + bx^2 + ax +1 is when x 4 2 x 2 + 1 = ( x 2 1 ) ( x 2 1 ) x^4 - 2x^2 + 1 \; = \; (x^2 -1)(x^2 - 1) in which case both 1 1 and 1 -1 are repeated roots.

Thus we deduce that x 2 + c x + 1 x^2 + cx + 1 is a factor of the polynomial for some real c c with c 2 |c| \ge 2 . But then x 4 + a x 3 + b x 2 + a x + 1 = ( x 2 + c x + 1 ) ( x 2 + d x + 1 ) x^4 + ax^3 + bx^2 + ax + 1 \; = \; (x^2 + cx + 1)(x^2 + dx + 1) for some real d d , so that a = c + d a = c+d and b = c d + 2 b = cd + 2 , and hence a 2 + b 2 = ( c + d ) 2 + ( c d + 2 ) 2 a^2 + b^2 \; = \; (c+d)^2 + (cd + 2)^2 For a fixed value of c c , the above expression is minimised when d = 3 c c 2 + 1 d = -\tfrac{3c}{c^2+1} , and the minimum value is ( c 2 2 ) 2 c 2 + 1 \tfrac{(c^2 - 2)^2}{c^2 + 1} . Thus the minimum value, for c 2 |c| \ge 2 , occurs when c = 2 |c|=2 , and the minimum value is 4 5 \boxed{\tfrac45} .

Firstly note that a 2 + b 2 > 0 a^2+b^2>0 as since if a 2 + b 2 = 0 a^2+b^2=0 was true then a = b = 0 a=b=0 and the equation x 4 + 1 = 0 x^4+1=0 wouldn't have a real solution.

Divide by x 2 x^2 throughout and obtain,

( x + 1 x ) 2 + a ( x + 1 x ) + ( b 2 ) = 0 \displaystyle (x+\tfrac 1x)^2+a(x+\tfrac 1x)+(b-2)=0 and Set x + 1 x y x+\tfrac 1x\equiv y so that ,

y 2 + a y + ( b 2 ) = 0 \displaystyle y^2+ay+(b-2)=0

It' solution is given by y = a ± a 2 4 b + 8 2 = ζ \displaystyle y=\frac{-a\pm\sqrt{a^2-4b+8}}{2}=\zeta (Say)

Substitute back x x and we find the equation to be x 2 ζ x + 1 = 0 x^2-\zeta x+1=0

For it's roots to be real we must have , ζ 2 4 a ± a 2 4 b + 8 4 \displaystyle \zeta^2\ge 4\implies |-a\pm\sqrt{a^2-4b+8}|\ge 4

We accept the case a ± a 2 4 b + 8 > 4 \displaystyle -a\pm\sqrt{a^2-4b+8}>4

Simplifying the inequality would produce 2 a + b 2 2a+b\le -2

Now We consider the Lagrangian L λ ( a , b ) = a 2 + b 2 + λ ( 2 2 a b ) \displaystyle L_\lambda(a,b)=a^2+b^2+\lambda(-2-2a-b)

Equating the partial derivatives to zero gives, L a = 0 a = λ L b = 0 b = λ 2 \displaystyle \begin{aligned} \frac{\partial{L}}{\partial{a}}=0 \implies a=\lambda \\ \frac{\partial{L}}{\partial{b}}=0\implies b=\frac{\lambda}{2}\end{aligned}

Now substituting a , b a,b in the constraint we have, λ = 0.8 \lambda=-0.8 . To check if it's a minimum we consider it's Hessian

( 18 5 0 0 14 5 ) \displaystyle \begin{pmatrix} \frac{18}{5} & 0\\0&\frac{14}{5}\end{pmatrix} which is positive definite and thus it's a minimum.

So, a 2 + b 2 0.8 a^2+b^2\ge 0.8

If we have taken the case a ± a 2 4 b + 8 < 4 -a\pm\sqrt{a^2-4b+8}<-4 and proceeded in the same way then we would have got the minimum as ( 0 , 0 ) (0,0) which is not possible.

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